Disclosures

IMPORTANT DISCLOSURE INFORMATION

InvestingCatholic serves as an “Internet-Only” investment adviser pursuant to Section 203A-2(e) of the Advisers Act. Under this registration, InvestingCatholic provides its investment advice to clients solely through its interactive website. Our website, www.investingcatholic.com is limited to providing general information pertaining to InvestingCatholic, LLC’s advisory services, and is intended to serve our clients and prospective clients for general informational purposes only and does not constitute investment or tax advice. Our website should not be construed by any consumer and/or prospective client as InvestingCatholic’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. InvestingCatholic and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which InvestingCatholic maintains its clients. InvestingCatholic may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements.

RISK DISCLOSURE

WARNING: Past performance does not guarantee future results. Please remember that different types of investments involve varying degrees of risk; there can be no assurance that future performance of any specific investment or investment strategy (including those undertaken or recommended by InvestingCatholic), will be profitable or equal any historical performance level. Investment returns and principal value will fluctuate, and investors’ shares, when sold, may be worth more or less than their original cost. Investing in any mutual fund, index funds or actively managed fund, does not guarantee, or indicate that the investment is risk-free. There are no absolute guarantees in investing. Before investing, consider your investment objectives and all applicable fees and expenses.

BUSINESS CONTINUITY PLAN STATEMENT

InvestingCatholic, LLC has developed a Disaster Recovery/Business Continuity Plan on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our business continuity plan.

Contacting Us  If after a significant business disruption, you cannot contact us as you usually do at (888) 710-9800, you should go to our website at www.investingcatholic.com.  

Our Business Continuity Plan  We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption. 

Our business continuity plan addresses: data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and assuring our customers prompt access to their funds and securities if we are unable to continue our business.

Varying Disruptions  Significant business disruptions can vary in their scope, such as only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within a two (2) hour time period. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area, and recover and resume business within a 24 hour time period. In either situation, we plan to continue in business, transfer operations to our clearing firm if necessary, and notify you through our website www.investingcatholic.com on how to contact us. If the significant business disruption is so severe that it prevents us from remaining in business, we will assure our customer’s prompt access to their funds and securities.

For more information  If you have questions about our business continuity planning, you can contact our Chief Compliance Officer at compliance@investingcatholic.com or (888) 710-9800.